We are experienced in the U.S. market and invested in your success.

Common questions

What is the minimum investment for opening an account?

The minimum to open an individual or joint account is US$25,000. 

What costs are associated with an account?

Online listed equity trades are commission-free¹, and there is no charge to work with a Carlton international Consultant. Although other account fees, fund expenses, and brokerage commissions may apply, we believe in keeping our fees low as a way to provide greater value to you. We strive to keep fees low so that you have more to invest. 

 

Get details about our fees and commissions.

How do I open an account?

To apply for a Carlton Hong Kong account, simply prepare the required supporting documents and go through the account opening process. Once the account is fully established, you can fund your account and start investing.

How do I fund my Carlton account?

There are multiple ways to fund your new Carlton account:

• Wire transfer request from another financial institution.
• Check deposit by mail or in person at your local Carlton branch.

Full funding instructions and access to online fund transfer tools will be provided after your account is opened. You can also find out more here. 

What are the tax implications of opening a U.S. account?

As a general rule, non-U.S. persons with no U.S. business operations are typically not obligated to file a U.S. tax return. Depending on your circumstances, current U.S. estate tax laws may also provide significant advantages to international investors. You should consult your legal and tax advisor(s) with any questions. Here is some basic information about U.S. tax and estate considerations which can be taken into account as part of your investment decision-making process. 

How does Carlton support my U.S. investing needs?

With nearly 50 years of experience in the U.S. market, Carlton can help you make informed decisions with investor-focused resources, including: 

• 24/6 access to professional guidance and support with you at the center.
• Timely market insights, analysis, and perspectives to enhance your investment intelligence. 
• Educational content, workshops, and webinars to sharpen your investing skills. 
• Advanced trading tools and platforms to help you act on market opportunities.
• US$0 commissions so you can focus on building wealth. 

How does Carlton protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures, including computer safeguards and secured files and buildings. The Carlton Security Guarantee is our commitment to cover any losses in any of your Carlton accounts due to unauthorized activity.

 

To learn more about security at Carlton, please contact us.