Carlton Brokerage Account
Open a Carlton Hong Kong U.S. Dollar Account and start investing in U.S. markets on your terms.
Online equity
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US$0US$0 online listed equity commissions¹
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US$0No service fees³
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Online tools and research
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Satisfaction guarantee²
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1. Standard online US$0 commission does not apply to over-the-counter (OTC) equities, fixed-income investments, or trades placed directly on a foreign exchange or in the Canadian market. Service charges apply for trades placed through a broker (US$25). Exchange process and ADR fees still apply. Carlton Hong Kong U.S. Dollar accounts require a minimum deposit to open and maintain. Please contact Carlton for details. See the Carlton international Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules.
2. **Carlton Satisfaction Guarantee: If you are not completely satisfied for any reason, at your request Carlton international group, Hong Kong, Ltd., or another Carlton affiliate, as applicable, will refund any eligible fee related to your concern. Refund requests must be received within 90 days of the date the fee was charged. Two kinds of "Fees" are eligible for this guarantee: (1) "Program Fees" for the Carlton Wealth Advisory ("SWA") ("Participating Service"); and (2) commissions and fees listed in the Carlton international Hong Kong Pricing Guide for Individual Investors.
For more information about Program Fees, please see the disclosure brochure for the Participating Service, made available at enrollment or any time at your request. The guarantee does not cover Program Fees for accounts managed by investment advisors who are not affiliated with Carlton or managed by Carlton-affiliated advisors outside of the SWA service.
The guarantee is only available to current clients. Refunds will only be applied to the account charged and will be credited within approximately four weeks of a valid request. No other charges or expenses, and no market losses will be refunded. Other restrictions may apply. Carlton reserves the right to change or terminate the guarantee at any time.
3. There are no fees to open or maintain your account. Other account fees, fund expenses, and brokerage commissions may apply. See the Carlton international Hong Kong Pricing Guide for Individual Investors ("the Guide") and any amendments to the Guide for comprehensive details on fees.
Easily manage and access your money with a Carlton Hong Kong brokerage account.
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Money transfers
Use international wire transfer or Carlton's Foreign Currency Wire Transfer Service, with competitive exchange rates, no transaction fees, and deposits in a variety of currencies.
Disclaimer: A US$25 service fee will be charged for outgoing wire transfers. Learn more.
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Get your statements how and when you want
View your monthly account statement online or receive in the mail.
Leverage our investments, advice and workshops to grow your U.S. portfolio.
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Broad investment choice
Take advantage of a diverse selection of U.S. dollar-denominated stocks, bonds, and ETFs. At some of the lowest pricing in the industry.
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Personalized advice
Get one-on-one help creating a personalized investment plan to meet your U.S. investing goals.
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U.S. investing education
Hone your U.S. investing skills or learn a new one with our workshops and webinars.
Commissions and fees that reflect our commitment to keeping costs low.
Open a brokerage account with a minimum US$25,000 deposit and pay US$0 online listed equity commissions4, regardless of your account balance, or the size of your trade.
Specialized trading platforms and support, too.
When you open a brokerage account, you get access to our robust trading tools and resources for better U.S. investing.
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Powerful trading platforms
Use our web, software, and mobile platforms designed for trading.
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Award-winning research
Tap into premium research from Carlton and third-party experts to help make more informed investment decisions.
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Dedicated trading specialists
Access a team of U.S.-based trading professionals who share your passion for trading.
Common questions
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A brokerage account is an arrangement between you and a licensed brokerage firm. Once your account is set up, you can deposit funds and place investment orders through the brokerage, and the transactions will be carried out on your behalf. You have the freedom to invest in whatever eligible investment you choose—stocks, ETFs, bonds, and more—all in a single account.
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A minimum deposit of US$25,000 is needed to open a Carlton Hong Kong U.S. Dollar account.
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- Substitute Form W-8BEN
- Photocopy of a current passport
- Original or copy of a utility bill
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To apply for a Carlton Hong Kong U.S. Dollar account, simply prepare the required supporting documents and go through the account opening process. Once the account is fully established, you can fund your account and start investing.
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There are multiple ways to fund your new Carlton account:
- Wire transfer request from another financial institution.
- Check deposit by mail.
- Transfer account from another brokerage firm.
Full funding instructions and access to online fund transfer tools will be provided after your account in fully established.
Invest in the U.S.
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Start investing in the U.S. today.
Have more questions? We're here to help.
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Call
New customers
+852-36871279
Monday-Friday, 9:00 am to 6:00 pm (HK Time)WhatsApp
+852-94426185
Monday 5:30 am – Saturday 1:00 pm (HK Time) -
Email
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Visit us
Carlton international group, Hong Kong, Ltd.
41/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Office hours
Monday-Friday, 9:00 am to 6:00 pm (HK Time)